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By: V.H. Frater I.C.L.
Numerous astrological and metaphysical books give the impression that
the Elements are more fundamental than the Twelve Signs of the Zodiac,
because the Signs can be broken down into groups of four elements. Identification
of the Triplicities with the four Elements appears, however, relatively
recent: the Twelve-Sign Zodiac existed more than 1,500 years before Aries,
Leo and Sagittarius became the Fire Signs.
Ptolemy makes no reference to the Elements in his writings on
Astrology. He speaks of the trigons, or triplicites, but does not connect
them with the Elements. He describes the planets in terms of the qualities
hot. cold, moist and dry. Mars for example, is hot and dry, which, in
the traditional system of correlation (see figure 1) , would correspond
to Fire. Manilius and later Fimmicus refer to the four Elements in philosophical
terms, as the basic components of the world and of humankind, but do not
link them to astrological factors.
The link between the Elements and Astrology begins with the four humors
of Hippocratic Medicine. The Hippocratic writings of the 6th century
BC had already related the four humors to the qualities (see figure 1).
By Ptolemy's time or just after the humors had been likened to the four
Elements.
By the Middle Ages the planets had been allotted to the Elements. but
the first references to Fiery, Earthy, Watery, Airy signs appear in the
work of Nostradamus, so the matching of triplicites with Elements
may be a product of the Renaissance. One German source from as late as
1495 describes Taurus, Aries and Virgo as Earthy Signs. Venus was also
generally considered a Watery planet and Jupiter Airy, though neither
planet rules a Sign now of those Elements.
Sources give inequitable accounts of the four temperaments: Fiery, Earthy,
Airy and Watery.
Figure 1. The humors and reasons related to the qualities established in the
Corpus Hippocrericum (5th Century BC) with the Elements and planets
later attributed to them.
The notion that the universe is composed of the four Elements is by no
means universal. Certainly the Four Elements play an important role both
in the Indian tradition, and the European tradition derived from ancient
Greece via Rome and Arabia. Whether the doctrine passed from West to East
or East to West, or possibly came from a late Babylonian tradition and
spread both ways, it forms no part of the known ancient mythological heritage
of Mesopotamia.
The Chinese system employs five, and sometimes six Elements, with no
Air, but includes Wood and/or Metal. Elsewhere a fifth element sometime
transcends, unites, or gives birth to the usual four "Hindu aether"
or the "alchemist's quintessence" in China all five Elements
rank equal. The Orient uses a subtler, pentangular framework to view the
elemental composition of the universe than the four-square vision of all
points west. Sets of four, like the four directions, are common all over
the world, but not the Western Four Elements, the four roots, as Empedocles
called them, of the Western world's view.
The Elements, individually and collectively, have also provided a fruitful
source of metaphor. Mythology has numerous elemental figures like the
Watery Deity Okeanos and Tethys. The classical Greek Pantheon
derived ultimately from the marriage of Heaven and Earth, Ouranos
and Gaia. Zeus ruled the sky, Poseidon the Waters,
and Hades the depths of the Earth. The Sumerian triad Anu,
Enlil and Ea or Enki, ruled respectively sky, Earth
and Waters. Marduk in Babylon, Hephaestos, Greek God of
volcanoes, and the Persian Ahura Mazda are all Fire gods. The deification
of the physical Elements embody the life principles which the Elements
themselves symbolism.
By the 6th Century BC the pre-Socratic philosophers of Greece
were defining the nature of the physical universe, although earlier mythological
connotations echo through their theories, with the Elements inspiring
almost religious awe. By singling out one supreme Element from which the
rest derive, some of these philosophers perhaps afford a glimpse of their
own psychological inclinations. In Goethe's play Faust Part 2,
set mostly in classical Greece, the philosophers Thales and Anaxagoras
debate the relative power of Water and Fire. Goethe clearly sides with
Thales' non-violent Water and Anaxagoras, the more violently-inclined
proponent of Fire, fond of volcanic eruptions, suffers defeat. Goethe's
own horoscope shows five planets and the Ascendant in Water.
The first mention of the four Elements in the West comes from the Pythagoreans.
Pythagoras left no writings, and secondary sources of his life
and teachings by later authors are often biased. Living in the mental
climate of the 6th Century BC, Pythagoras is said to have studied in Babylon,
perhaps the source of the doctrine of Four Elements. The Pythagorean world
was composed of four Elements, four seasons, while life had four stages.
In the following century, Empedocles first taught that each human being
is likewise composed of the same four Elements. The Elements exist both
without and within. They were later combined into systems incorporating
the concepts of hot, cold, moist and dry with the four humors of Hippocrates.
Earth
The physical Earth underfoot is obvious, as Dr. Johnson demonstrated
when outraged at Bishop Berkeley's proof of the non-existence of matter
"I refute it thus!" he said, and kicked a rock! Earth
is common sense; hard facts. The usual image of the Buddha, reputedly
Taurean, has him seated on, and with one hand touching, the Earth, thus
calling the Earth to witness the reality of his experience, which she
does by trembling.
Earth implies a literal-mindedness: Jungian analyst James Hillman once
remarked that people "out of touch" with the Earth are told
to dig the soil, but we don't tell people who "lack Air" to
fly in an airplane. Air is more subtle than Earth. The Greek philosopher
Thales claimed supremacy for Water. Anaximenes for Air, Heraclitus, and
as Goethe claims. Anaxagoras for Fire. None envisioned Earth as the first
or most basic element. It remained for the alchemists to make solid matter
their primary metaphor, starting with the prima materia and ending
with the Philosopher's Stone. The early philosophers began at the
other end, seeking to explain the solid in terms of some higher principle.
No matter how basic, Earth is the mysterious mother of all physical
being matter and mother share the same etymological
root. Earth is the dust we come from and go to, from which everything
physical is spun, the source of all productivity, lushness, wealth and
beauty. The Western Tradition identifies Earth with the Goddess, Gaia;
Demeter, mistress of plant growth and material welfare. It became
obvious to identify as Earth Signs half of those already characterized
as feminine according to an ancient division by sex.
Earth also implies the inevitable limitations of physical existence,
the birth into a physical body, despised by those with transcendental
aspirations, and thus grossly undervalued by the alliance of Christian
tradition and Aristotlean distinction between spirit and matter. Body
and matter must be worked and subdued, planted in rows and built into
solid structures. Aristotle and the Stoics after him, bearers of
the astrological tradition, schematized the four Elements vertically with
Earth at the bottom, then Water, Air, and at the top Fire implying thus
a scale of values, The qabalistic scheme uses the same vertical orders.
Earth lies at the bottom, the beast of burden and provider of goods, which
overvalued leads to materialism and undervalued becomes dreary necessity
and imprisoning flesh.
Humble Earth came to be associated with Saturn, once the Great
Mother, then as old Father Time, Lord of past time and memory. Of all
the Elements only enduring Earth records time in rock strata and fossils
Water
Thales of Miletus held that the Earth floats on Water and that all originates
from it . This view may have been derived from Babylonian traditions,
which placed the Watery Deities Apsu and Tiamat at the beginning
of all things. In the story of Eridu, Marduk builds a raft on the
primeval Waters and a hut on the raft which becomes the Earth. In the
Babylonian creation epic, Marduk creates Heaven and Earth from
the Watery body Tiamat. Psalm 136 states that God "stretched
out the Earth above the Water", while the Koran says that Water is
the origin of all life. A Greek myth makes Okeanos and Tethys,
two Water deities, the original divine parents.
This image of Earth emerging from the Waters, evokes the emergence of
life from the sea, of the baby from the Watery womb, of Jungian islands
of consciousness from the sea of the unconscious. It refers to the dimly-remembered
past where there was no separateness, fitting the watery signs of the
zodiac, and best the Moon's sign, Cancer. Water baptizes, like a second
emergence from the womb. It refreshes us and it washes us clean.
Heraclitus likens life to a river into which we cannot step twice. Water,
the element which most readily evokes impermanence, change, flux, instability.
Verbs capture its essence better than adjectives or nouns: flowing, surging,
merging, dissolving, sprinkling. It is sensitive to the slightest movement.
Essentially chaotic and lacking inherent form it was less favored by the
orderly Confucius, whose genius lay in perceiving and prescribing
structure, and want of definition and its power to deceive the eye connects
it with states confusion and psychosis.
To Lao Tzu, the mystical poet and philosopher of the Tao, however, "Highest
good is like Water" because it is noncontentious and settles in the
lowest spots, follows the path of least resistance, flows effortlessly
into every available space and makes itself at home. Water might rather
fill the role of lowest element for it is as deep as depth itself: sea-level
is the bottom line from which we measure all geographical altitude.
Though there are some male Water deities, Water and moisture have mostly
feminine associations, Lao Tzu's high estimation of Water goes with a
philosophy which counsels us to "keep to the role of the female."
Water moves downwards like Earth. They share the feminine, negative or
yin signs of the Zodiac. Traditionally the Moon and Venus are moist.
Like the Watery Signs and their corresponding Houses, Water has often
has deathly connotations. Heraclitus said "to the soul it is death
to become water" and "it is delight, or rather death, to souls
to become wet."
Fire
The Elements associated with the sky and its fiery stars, have been
allotted to the masculine. The sexism of superior and inferior distinction
derived from a value system which prefers the masculine above the feminine
below, and judges height more desirable than depth, has by and large conferred
greater value on the Elements of Fire and Air.
Most descriptions of astrological Fire stress its heating and burning
power: ardor passion, excitability The fiery type became the choleric,
described by Culpepper: "hasty quarrelsome ireful," etc. Fire
is also light, a fact often forgotten in the age of electric light.
Culpepper describes qualities more specifically Martian than fiery. Galen,
on whose theories the system of temperaments is built took a different
view, For him the choleric type enjoyed "acuteness and intelligence
of the mind."
Mythology distinguishes different kinds of Fire, not necessarily the
same distinction as that between light and heat: the Fire of sun and stars
and sky gods above, the Fire that Prometheus stole: and the Fire from
below the Earth, the devastating Fire of Haephestus or Vulcan.
Though Haephestus fashioned the attributes of the Olympian pantheon
on his forge, he did not rank very high. The Fire of Mars seems
more akin to this second kind. Mars or Ares was the son
of Hera, in origin an Earth goddess. Ares was conceived
as an act of vengeance against celestial Father Zeus without his
aid. He comes from feminine rage, from the Elements of below.
The loftier connotations of Fire, the Fire the Stoics had placed
at the top of their vertical schema, had fallen from favor by the Renaissance.
Only the more violent and male characteristics of Fire remained. Heraclitus
had a lofty vision of Fire when he described it as the basic stuff the
world is made of, meaning "the purest and brightest sort that is
as of the ethereal and divine thunderbolt."
An ancient Greek tradition held the aether, the fiery substance
deemed to brighten the sky, in especial reverence and many supposed that
souls consist of this divine, heavenly Fire. The Babylonians held a similar
belief. A corpse is cold because the fiery soul, the spark of life, has
left it and returned to the stars.
If Fire means creativity, perhaps Prometheus' theft of Fire fits
his role as creator of mankind from clay: he had the power to animate,
to create life and soul. His gift of Fire to men gave them, too, creative
powers. God, the biblical creator, likewise takes the form of Fire: He
is in the burning bush (Exodus, iii, 2-3) and descends as Fire from Heaven
to consume his sacrifice in the new temple (2 Chronicles. vii, I).
Zeus hurls thunderbolts of Fire from Heaven. When Semele pleads
to see Zeus in his true form he reveals himself as Fire and thus burns
her to ashes. Mars, Sol, and Jupiter are all considered fiery, the latter
known as much for their light as their heat. Light is also a metaphor
for consciousness, for which Jupiter and Sol strive.
Fire most readily corresponds to our notion of energy, as pulsing physical
force and animal spirits or as divine creative principle. Perhaps thus
they share the same ultimate nature.
Air
Air suggests the principle of height. Astrological Air looks down on
things from above, detached, in contrast to the personal and often deep
involvement of Water, seeing things in perspective, with clarity and sharpness.
It enables a broad overview, connecting it with the role of Jupiter. It
offers a sense of freedom. From detachment can arise abstract thought
in the pure realm of idea.
When Anaximenes, another 6th century BC Greek philosopher, declared
that Air was infinite and divine, the principle from which all things
came into being it seems that he regarded Air as "the breath of the
world." Air shares with Fire, the other masculine element, notions
of soul and immortality. The Greek Spirit, "pneuma", and Soul,
"psyche", and the Latin "spiritus" and "anima"
all etymologically mean breath.
Pneuma is the word used for the Holy Spirit which descends through
the Air on the wings of a dove. Similar to the Sanskrit prana and Chinese
chi it implies the life-giving and life enhancing force that enters the
body with the breath. Prometheus in fact breathes life into his
men of dust. Artists sometimes portrayed the soul as a butterfly (in modern
Greek psyche also means Butterfly) leaving the lip of a dying person.
How often to the winds blow from the lips of semi-divine beings, like
a global extension of the breath of life.
Galen attributed to the sanguine or Airy type "simplicity bordering
on foolishness." But later the Airy temperament took on superior
qualities. In the 12th century, William of Conches identified Air as the
element proper to man, distinguishing humanity from the beasts who consisted
only of Fire, Water and Earth.
Animals presumably breathed then as now, but lacked souls. William believed
all human beings were originally created with the blessed sanguine
temperament. He felt that since the majority of people suffered from temperaments
other than sanguine merely testified to mankind's degenerate state. Although
Gemini, Libra and Aquarius were not yet firmly classed as the Airy trigon,
they were represented by image of the human form and a man-made object
rather than by images of beasts. In William's day, the sanguine or Airy
person, good-natured. good-looking, cheerful and nearer to good, had the
natal blessing of the Greater Benefice Jupiter.
Alchemy similarly implied that Air was the supreme element, connecting
it with the final, most spiritual of the four phases of the opus, the
sublimatio, the stage of the hieros gamos the holy marriage
or ultimate conjuctio. Psychologically the sublimatio corresponds
to the power of abstract purpose and meaning from concrete reality; to
experience joy relief, bliss.
A partial explanation of the elevation of the Airy type lies in the doctrine
of the four humors defined in the Hippocratic writings. Hippocrates,
the great physician of the rich 6th century BC, identified four basic
humors or bodily fluids. However, while yellow bile, black bile and phlegm
were considered "surplus humors", blood was obviously a vital
substance. Hippocrates had already begun tentatively to link physical
characteristics to the psychological and moral realm, but it was Galen,
in the 2nd century AD, who "emphasized more clearly than anyone else
the direct causal connection between bodily constitution and character."
It was from Galen's work that the system of temperaments (krases
or mixtures) developed, to traverse Arab culture before re-emerging in
Europe during the Middle Ages, to then remain fundamental to medicine
and medical psychology until quite recently. In each temperament one humor
predominated, for example, blood in the sanguine type. Illnesses resulted
from severe imbalances, and each humor had precedence of the four seasons.
An individual suffering from an excess of blood was bled with leeches!
The four Elements, said by Empedocles to form the constitution of human
beings, became identified by one of his followers, Philistion, with four
qualities. Later they formed a different relationship by which Fire became
hot and dry, Water cold and moist, and so on. By Galen's day they had
paired with the four humors (see figure 1). At some point the planets
joined the system, more or less in this schema.
Just as Fire and Air had vied with each other for pride of place, with
Air victorious by the late Middle Ages, Earth and Water vied for the bottom
rung "so that in the 15th and 16th century illustrations, the portrait
of the melancholic frequently changed places with the portrait of the
phlegmatic, sometimes one and sometimes the other occupying the third
place." The separating "masculine" from "feminine"
Elements, however, never blurred.
Four Elements
The Pythagoreans highly esteemed the number Four. The figure 4 basically
forms a cross, and the cross or square naturally represent fourness. The
square and cross are artifices of mindÛthere are no straight lines in
nature because we live on a sphere. We live in the circle of our horizon
on which we impose the four points of the compass to orientate ourselves.
Two pairs of opposites make fourness. The square or cross in the circle
forms a mandala, and figures of this kind seem universal: the cross of
matter and the circle of infinity which comprise our planetary glyphs.
Groups of four come in many forms: the four Tarot suits. the four horsemen
of the apocalypse, the four Evangelists, the four cardinal virtues, the
four letters of God's name "the Tetragrammaton.
Plato, seemingly under the influence of Pythagoras, connected
the number with the realization of the idea, represented by the number
Three. In terms of astrological harmonics, David Hamblin has assigned
the 4th harmonic similarly to the principle of manifestation. Complete
and stable, the square-in-the circle mandala symbolizes wholeness and
equal tension between opposites
Liz Greene draws an analogy between Jung's four typological functions
of consciousness "thinking, feeling, sensation and intuition"
and the four Elements. The opposites in this case are more opposed in
nature than in the traditional map, where the linkage between Elements
and qualities results oddly in Air corresponding to warm and moist. This
fits Air as an extension of breath, though the climate at the time was
unlikely to have enjoyed constantly warm, moist Airstream.
The connection of Air with the thinking function further suggests why
Air is overvalued in the West. Indeed there is a tendency to connate or
confuse pneuma or spirit with intellect in both the Western and Hindu
tradition.
1. R. Klibansky, E. Panofsky and F. Saxl, Saturn and Melancholy, Nelson,
1964, p.10.
2. G.S. Kirk, J.E. Raven, M. Schofield. The Presocratic Philosophers.
Cambridge
University Press, (2nd ed.) p. 89 ff.
3. Lao Tzu. Tao te Ching. Trans. D.C. Lau. Penguin, 1963 p. 64.
4. Lao Tzu. Op. Cit p. 85.
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